Jon Simone

Subject Matter Expert, Communications Compliance
Jon Simone
Jon Simone has more than 12 years of compliance and regulatory experience within the capital markets industry and provides advice and guidance to futures trading desks, operations, and IT groups on compliance policies, procedures, and regulatory requirements. As a compliance subject matter expert, he provides business units with the interpretation and implementation of regulatory requirements as well as determines the risk and compliance impact on new business ventures/organizational structure changes. Prior to joining NICE, Mr. Simone held a number of positions at both FINRA and NYSE-registered Broker Dealers, including Chief Compliance Officer, Securities Principal, and Head Trader, and CEO.
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