The Actimize Energy Trading Compliance solution provides automated trade surveillance and detection capabilities targeted specifically for institutions that must comply with regulatory requirements associated with energy trading standards set by the CFTC, FERC, FTC, European Commission, and ACER.
Automated surveillance of internal policies/risk limits and external regulatory issues, with capabilities to correlate business communication, market news, and trading activity
Multi-dimensional coverage for compliance oversight across affiliates, markets, products, and instrument types
Established out-of-the-box detection scenarios to support business and regulatory needs unique to energy trading markets
Built upon a proven core risk platform, enabling end-to-end case and workflow management, investigation, audit, and reporting capabilities
Addressing the Market Requirements of the Energy Trading Industry
New regulatory standards associated with energy trading set by the CFTC, FERC, FTC, and ACER are placing increased pressure on energy trading firms to demonstrate adequate procedures, processes, and controls to detect and prevent prohibited activities. Actimize helps firms efficiently meet the needs of regulators, avoid fines, disgorgement, and civil penalties, and compete in global energy trading markets by enabling them to:
Effectively meet energy trading compliance requirements
Ensure trading decisions are consistent with regulations and firm trading strategies through a unique, multi-dimensional view of the organization. Provide wide-ranging oversight and supervision across transactions, portfolios, traders, and desks, enhancing internal controls while meeting current and future global regulations.
Maximize staff productivity and minimize costs
Generate high-quality alerts and fewer false positives with comprehensive analytics and advanced scoring algorithms, ensuring analysts focus on the highest risk activities. Reduce the cost of specialized IT resources with easy-to-use supervisory tools that provide managers with better insight into business activities.
Leverage deep domain expertise
Utilize sophisticated analytics and compliance best practices developed collaboratively by energy subject matter experts, client practitioners, and regulators. Gain from the expertise of a leading provider in energy trading compliance solutions monitoring millions of transactions for some of the world's largest energy traders.
Demonstrate compliance and corporate responsibility
Provide evidence of internal controls, documentation, and a comprehensive audit trail of trading activity and investigation process life cycle. Maintain comprehensive reporting for internal compliance and external regulatory audits, to effectively demonstrate adequate procedures and controls for energy trading.
Reduce reputational and trade compliance risks
Mitigate liabilities across multiple energy trading requirements with proven surveillance detection scenarios, intuitive case management, and comprehensive query, audit, and reporting capabilities. Detect trading anomalies, policy breaches, and regulatory violations allowing swift corrections, audited self-reporting, and staff training.