​​​​​​​Trading Surveillance and Compliance

​​​​​​A constantly changing landscape requires con​tinuous evolution

The price of trading in today's global economy is strict ad​​herence to a wide range of global regulations. Your firm must have e​​ffective regulatory compliance that encompasses cross-asset class and cross-market trade surveillance, monitoring activities for market manipulation, fraud, behavioral patterning, and more. Our Trading Compliance solutions ​enable your firm to more closely monitor a broad range of products to identify non-compliance issues and record activities. By combining compliance risk controls, reporting and resources, our solutions automate and validate oversight through:

  • ​Industry-leading detection algorithms that mitigate compliance risk
  • A modern and intuitive user interface that increases productivity and insight
  • Centralized case management and oversight that improves investigation effectiveness
  • A scalable, enterprise platform that supports the requirements of evolving regulations

​Comprehensive​ trade compliance coverage across asset classes, markets, and global regulations

Effectively and proactively meet global regulatory requirements with broad offerings designed to protect your firm from anomalous and non-compliant activities. ​​​

Trading Asse​​ts​

Cross-asset coverage for today's complex b​usiness environment.​​​​​

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​​Trading Regulatio​​ns

Regulatory expertise to protect your firm in this ever changing regulatory climate.​​​

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Trading Verticals

Coverage for the today’s vertical markets ​

  • Institutional Investment
  • Retail Investment
  • Hedge Funds
  • Asset Management​
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