Trading ​Regulations

The more things change, t​​he more regulations appear​

Keeping up with the latest rule or guideline in an ever-changing regulatory environment is even more of a challenge when you factor in the multi-dimensional coverage of global regulations and differing obligations across jurisdictions.

Our experts know the regulations​ like the back of their hands

Benefit from the collective knowledge of our subject matter experts, including former chief compliance officers, regulators, and traders, who have their fingers on the pulse of the market, ensuring that our solutions remain at the forefront of functionality.  Stay current and compliant with new and existing rules and regulations such as:

  • Dodd-Frank Title VII
  • European Securities and Markets Authority (ESMA)
  • European Market Abuse Directive (M​AD II)
  • Markets in Financial Instrument Directive (MiFID II)
  • Manipulation (UK FCA, US CFTC)

Consistent compliance in​​ an inconsistent environment

Comprehensive monitoring and knowledge of specific compliance requirements can preserve firm and industry credibility while improving processes and lowering risk. 

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