Designed to Address the Industry’s Most Pressing Issues
In an era of unprecedented market volatility, regulatory scrutiny and budgetary constraints, securities firms demand comprehensive, cost-effective and leading edge solutions. Actimize has enabled firms around the globe to address these market pressures so they are able to:
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Reduce costs and maximize productivity
Achieve a holistic view of enterprise compliance at a lower cost through the use of a common platform across all products, including equities, options, fixed income, forex, futures, commodities and more. Improve productivity with focused compliance oversight, detection of trading and sales anomalies, automated SAR filing and more. |
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Streamline business processes
Seamlessly consolidate existing front-end systems, settlement / back-office clearing systems and home-grown surveillance and supervisory systems into an intuitive enterprise view of trading and sales activities. Streamline common business processes including investigation of insider trading, client order handling, Chinese wall breaches, regulatory inquiries and more. |
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Leverage deep domain expertise
Deploy a proven, industry de-facto standard surveillance solution that leverages the combined knowledge, experience and input from Actimize’s team of subject matter experts and client advisory councils of leading financial institutions. |
Actimize Solutions for the Securities Industry
Built upon a common platform, Actimize solutions integrate multiple data sources across trading surveillance, sales practices, anti-money laundering, business management, and risk units to streamline investigations. An
enterprise risk management approach provides centralized case management, collaborative research capability, and comprehensive oversight and reporting.
A global surveillance, supervision and compliance risk management solution suite that encompasses retail and institutional brokerage, capital markets, wealth and asset management, correspondent / clearing businesses and more.
Financial industry’s first cross-channel trading compliance solution that processes, analyzes, and cross-references information from customer transactions and voice interactions. Meets requirements for monitoring market abuse, insider trading, and other regulatory issues.
Securities focused solutions detect internet trading related fraud including account takeover and pump and dump threats, as well as identify potential rouge trading activity.
An integrated suite of solutions that includes proven securities-specific models for suspicious trading activity and settlement instruction monitoring. Provides firms with detection capabilities for AML red flags for securities, including manipulative trading, trading in low-priced securities, and more.
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