Trading Interaction Surveillance

Key Benefits of Actimize Trading Interaction Surveillance

Regulators increasingly require recording and identification of relevant phone calls to prevent market abuse, conflicts of interest and breach of confidentiality.  With the Trading Interaction Surveillance solution, organizations can:

	Achieve broader cross-channel surveillance Automatically receive risk-scored alerts containing transactional data, combined with recorded phone conversations about the specific trade. Identify suspicious trades and improve investigations with cross-channel monitoring to process calls and immediately locate specific key words and phrases.
	Increase investigative staff productivity Advanced algorithms reduce false positive rates and focus investigators on the highest risk activities. Save analyst time and ensure timely response to regulatory inquiries with automated case preparation, streamlined business processes, and one unified view of alerts that contains all relevant case information, including trade data and recorded calls.
	Meet changing regulatory requirements Configure the system to flag calls and monitor transactions as needed for the organization. With Actimize’s flexible platform and framework, business users can modify – without IT support – workflow, policies or rules to meet ongoing business needs and changing regulatory requirements.