The FCA recently published its first thematic review on AML in the capital markets industry. It does not make for comforting reading for practitioners.
Trevor Barritt is a Subject Matter Expert within the NICE Actimize AML Line of Business. He ensures clients’ business and regulatory needs are met with NICE Actimize’s suite of AML solutions. Mr. Barritt has 20 years’ experience as a Compliance Officer and Money Laundering Reporting and Prevention Officer. He worked at the Financial Conduct Authority (the UK regulator) and in the compliance and AML departments of CIBC, ING, CSFB and Morgan Stanley. He has authored ICA Compliance textbooks, lectured and acted as an examiner for ICA compliance and AML qualifications. Mr Barritt is a regular speaker at conferences and contributor to AML trade journals.