Take control of the communications that impact your firm
To ensure effective regulatory compliance, your firm must now capture all relevant communication, reconstruct trades as they occurred, and monitor all communication by the same rules. As technology has moved beyond the traditional phone call, so too are you now responsible for monitoring and analyzing all mobile phone calls, emails, instant messaging, and social media.
Protect yourself from the risks associated with compliance breaches by monitoring communications that may directly impact your firm, enabling you to act before an issue causes harm.
Communications are a critical part of trading surveillance
The Communications Surveillance & Monitoring Software System allows you to take complete control over your trading floor communications and proactively detect breaches of compliance rules or fraud:
- Supervise intelligently all communications to reduce time and manual errors in monitoring
- Reconstruct and investigate all trade communications via the different channels as they occur
- Proactively observe all communications to automatically raise alerts on noncompliant activities
- Reduce costs and exposure by empowering compliance officers with automated capabilities
The NICE Actimize Communications Surveillance platform also provides analysis and reports on new and emerging risks by creating management overviews and highlights trends. By automatically presenting indicators for potential risks, protection against compliance breaching and fraud is optimized, while maximizing ROI.