The Complete Guide to Trade Reconstruction Compliance
The latest global-reaching financial regulations – MiFID II, MAR and Dodd-Frank – demand far more meticulous monitoring of transaction processes with comprehensive collection of trade data and communication records. In some cases, you must be able to gather evidence and reconstruct a timeline of events related to trades within 72 hours of the request.
Download your complimentary copy of the white paper and learn more about:
- how to decrease enforcement investigation and litigation costs,
- how regulators use trade reconstruction in investigations,
- and how to automate the trade reconstruction process.