On-Demand Webinar
Automated Trade Reconstruction: The Path to Proactive Risk Management and Regulatory Compliance
Trade reconstruction is in the spotlight – the CFTC and NFA are actively enforcing Dodd-Frank’s trade reconstruction requirement while MiFID II and the FX Global Code require firms to reconstruct trades. Additionally, forward thinking firms are reconstructing trades to proactively investigate threats and alerts. It’s a standard tool in their investigative tool box not just a regulatory requirement.
Manually reconstructing trades is a time consuming and error prone process, technology is the only viable way to comply with regulations and proactively manage your risk. During this Webinar the NICE Actimize experts discussed:
- Regulations and standards mandating trade reconstruction
- How a firm went from spending hours reconstructing a trade to minutes
- Leveraging trade reconstruction technology to reduce risk
You can replay this webinar from the Resource Center and also download the presentation.