FINRA is focused on high risk brokers. Are you?

During this Webinar a panel, featuring experts from NICE Actimize and PwC, will discuss best practices for identifying brokers that pose a regulatory and reputational risk to the firm

Available on demand -
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Join the Risk & Compliance track with dedicated sessions by Financial Compliance Experts who will provide practical advice to help you address today’s regulatory compliance challenges.

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 6 June 2018
London, UK

Navigating & Automating Compliance

A series of 4 educational webinars addressing how NICE COMPASS can help to automate compliance assurance processes and reduce risk

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