Paul Cottee

Director, Regulatory Compliance, NICE

Paul Cottee is a Director within the Compliance Line of Business at NICE, based in Hoboken, NJ. In this role, Paul provides subject-matter expertise for over-the-counter (OTC) asset classes and assists in the development and expansion of NICE’s holistic market surveillance product offering.

Paul joined NICE in April 2020 from Nasdaq, where he led the development of surveillance products for FX, Fixed Income and other OTC asset classes. Paul has previously served as Director in Compliance (including Trade Surveillance and Advisory) with global investment banks and asset management firms in New York, Singapore and London; Associate Director in Fixed Income Research with a major investment bank in London; Bloomberg’s EMEA SME for FX, Fixed Income and OTC derivatives (based in London); and Senior Futures Client Advisor and Foreign Exchange Dealer for major global and domestic banks in Sydney. Paul is a frequent speaker at industry conferences worldwide. Paul received his BA in Government and Economics from the University of Sydney and his LL.M from London Metropolitan University.

Market Watch 79 – FCA Highlights Failures of Governance in Market Abuse Surveillance

May 31st, 2024

The UK Financial Conduct Authority recently published Market Watch 79 (MW 79), the latest edition of its newsletter aimed at the wholesale markets

Thoughts on The Recent FCA Market Watch Newsletters

February 26th, 2024

The FCA recently published the latest edition of its Market Watch newsletter (MW) 76, in which it revisited concerns about the practices known as

Market Abuse Regulation
What is MAR?

January 22nd, 2024

The Market Abuse Regulation (MAR) came into effect across the European Union (EU) in 2016. It aims to increase market integrity and investor protection,

Speak to an Expert