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Comprehensive Communication Compliance Solutions for Financial Institutions

Ensure adherence to global regulations and safeguard your firm's integrity with NICE Actimize's advanced communication compliance solutions, designed to monitor, manage, and analyze all forms of regulated employee communications.​

In the rapidly evolving financial landscape, maintaining compliance with communication regulations is critical. NICE Actimize offers a suite of communication compliance solutions that provide rigorous recording and monitoring of regulated users' communication activities. Our flagship offering, NICE Compliance Recording (NTR-X), is a fully integrated, cloud-ready, next-generation omnichannel compliance recording and assurance solution. NTR-X enables firms to capture and manage all types of communications—traditional, unified, and mobile—ensuring compliance with global regulations. With features like automated system assurance, granular retention compliance controls, and seamless integration with platforms like Microsoft Teams, Zoom, and mobile communication channels, our solutions help financial institutions proactively manage compliance risks, protect sensitive information, and uphold their reputation in the financial ecosystem.​ NICE Systems NICE Systems+4NICE Systems+4NICE Systems+4 NICE Systems NICE Systems

Key Features of NICE Actimize's Communication Compliance Solutions

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1. NTR-X Compliance Recording

  • Omnichannel Capture: Record all regulated employee communications, including voice, video, chat, and document sharing, across various platforms such as turrets, desktop phones, mobile devices, and unified communications systems.
  • Centralized Management: Manage your entire global recording estate from a single, centralized interface, reducing operational complexities and ensuring consistent compliance across regions.

2. Compliance Assurance

  • Automated System Assurance: Schedule automated tests of all aspects of the recording system, including network, gateway, PBX, recording, audio quality, archiving, and retention of media and metadata, to ensure optimal performance and compliance.
  • Real-Time Alerts: Receive immediate notifications of any issues requiring attention, enabling prompt resolution and minimizing compliance risks.

3. Retention Management

  • Granular Compliance Controls: Apply detailed business rules to historic and future data, managing storage of different asset classes per varying global and regional regulations, tailored to different lines of business and user groups.
  • Bulk Litigation Holds: Easily define and manage bulk litigation holds, supporting up to 6 million holds per day, ensuring readiness for regulatory inquiries and audits.

4. Integration with Communication Platforms

  • Microsoft Teams Recording: Seamlessly record and monitor communications conducted via Microsoft Teams, ensuring compliance with internal policies and external regulations.
  • Zoom Recording: Capture and archive Zoom meetings and webinars, maintaining a comprehensive record of communications for compliance purposes.

5. Mobile Communication Recording

  • Mobile Phone Recording: Record mobile communications across various carriers and devices, ensuring that all mobile interactions are captured and compliant with regulatory standards.
  • WhatsApp and WeChat Recording: Monitor and archive communications conducted over popular messaging apps like WhatsApp and WeChat, addressing the challenges of capturing and supervising mobile messaging platforms.

6. Trader Voice Transcription

  • Advanced Transcription Capabilities: Utilize built-in voice transcription powered by advanced technologies to accurately convert voice communications to text, facilitating analysis and compliance monitoring.​NICE Systems
  • Data Normalization and Indexing: Automatically clean, normalize, and index ingested data, making it readily available for analysis and ensuring compliance with data management policies.​
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Empower your organization with NICE Actimize's comprehensive communication compliance solutions to navigate the complexities of global regulations effectively.

Contact us to learn how our suite of solutions can be tailored to meet your firm's specific compliance needs.

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