Holistic Surveillance | NICE Actimize

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As regulatory scrutiny intensifies, financial institutions must adopt an integrated approach to surveillance. NICE Actimize’s SURVEIL-X Holistic Surveillance enables firms to monitor all communication and transactional activity across the enterprise from a single platform. Using AI, machine learning, and natural language processing (NLP), SURVEIL-X analyzes voice, text, trade data, and behavioral patterns in context—exposing risk that siloed systems miss. It dramatically reduces false positives, speeds up trade reconstruction, and strengthens regulatory posture by uncovering misconduct in real-time. Built for scale and designed for the cloud, SURVEIL-X provides the agility and power financial firms need to stay compliant and resilient in today’s fast-moving markets.

Key Features of SURVEIL-X Holistic Surveillance

1. Multi-Dimensional Analytics

Comprehensive Data Correlation: Integrates and analyzes all trade-related data, breaking down data silos to enable deeper insights and true risk detection.
Advanced Pattern Recognition: Utilizes AI to identify complex patterns and anomalies that may indicate potential misconduct or compliance breaches.

2. Natural Language Processing (NLP) Integration

Contextual Understanding: Employs NLP to process and interpret communications, capturing intent and context to detect subtle indicators of risky behavior.
Comprehensive Coverage: Monitors various communication channels, including emails, chats, and voice calls, ensuring no interaction goes unnoticed.

3. Automated Trade Reconstruction

Efficient Investigation: Reconstructs trade timelines up to 50 times faster, providing clear visibility into trading activities and associated communications.
Enhanced Accuracy: Automatically pieces together related actions and events, enabling a comprehensive understanding of trading behaviors.

4. Anomaly Detection and Risk Discovery

Uncover Hidden Risks: Identifies previously unknown risks by detecting anomalies in trading and communication patterns. NICE Systems
Proactive Surveillance: Stays ahead of emerging threats by continuously learning and adapting to new risk indicators.

5. Cloud Agility and Cost Efficiency

Scalable Deployment: Offers cloud-native architecture, providing flexibility and scalability to meet organizational needs.
Cost Savings: Reduces infrastructure costs and enhances operational efficiency through cloud-based solutions.

6. Comprehensive Regulatory Coverage

Global Compliance: Ensures adherence to international regulations such as MAR, Dodd-Frank, MiFID II, and Regulation Best Interest (Reg BI).
Future-Ready: Adapts to evolving regulatory requirements, keeping your firm compliant with current and future mandates.

Empower your organization with intelligent, AI-driven surveillance to mitigate conduct risks and ensure compliance.

Contact us to learn how NICE Actimize's SURVEIL-X Holistic Surveillance can protect your firm in an ever-evolving regulatory landscape.

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