Compliance Solutions for
Asset Management and Hedge Funds
Regulatory pressures for Buy Side are increasing all the time. But it’s likely your compliance resources aren’t growing at the same pace. Is your firm managing large volumes of assets without adequate supervisory and surveillance coverage? Are outdated legacy surveillance point solutions driving up your compliance costs, overwhelming your compliance analysts with high false positive rates, and making it harder to identify and weed out conduct risk? It’s time for a change.SURVEIL-X Holistic Surveillance
Markets SurveillanceCommunications SurveillanceTrade ReconstructionRegulation BI SurveillanceSales Practices & SuitabilityTake your Trade-Related Surveillance to a Whole New Level
Multi-Dimensional Analytics Using all Trade-Related Data
Uses Natural Language Processing (NLP) to process all Communications
Events Reconstructed to Demonstrate True Intent
Discovers Previously Unknown Risk
Cloud Agility and Cost Savings
Provides Full Global Regulatory Coverage
The SURVEIL-X Advantages for Buy-Side
Complete Surveillance Coverage
- Analyzes All Data Sources
- Surveils All Communications
- Detects Known and Unknown Risk
- One Solution for All Asset Classes
- Cross-Market/Cross-Product Manipulation
- Comprehensive Regulatory Coverage
AI-Powered Analytic Techniques
- Multi-Dimensional Analytics
- Natural Language Understanding
- Out-of-the-Box Risk Detection Models for Buy-Side
- Advanced Anomaly Detection
Cloud Platform-as-a-Service
- Faster Deployment
- Reduced Costs for Infrastructure and Maintenance
- Hassle-Free Upgrades
- Seamless Scalability
- Improved Resiliency and Security
- Streamlined Innovation
Powerful Case Management
- One Place to Work
- Gaining Efficiency through Automation

