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In today's regulatory environment, financial institutions must be able to reconstruct trade events swiftly and accurately. NICE Actimize's Trade Reconstruction solution automates this process by aggregating all pertinent data—trading alerts, orders, executions, voice communications, emails, and chat messages—into a single, searchable platform. This automation reduces the time required for trade reconstruction from days to minutes, enhancing compliance efficiency and reducing operational costs. ​

Key Features of Automated Trade Reconstruction

1. Comprehensive Data Aggregation

  • Unified Data Repository: Consolidate all trade-related data, including structured and unstructured sources, into a single platform, ensuring no information is overlooked.
  • Voice-to-Text Conversion: Convert voice communications into text format, making them easily searchable and analyzable within the system.

2. Advanced Analytics and Correlation

  • Machine-Driven Correlation: Utilize sophisticated analytics to automatically link related trade data and communications, providing a complete view of trade events.
  • Timeline Visualization: Generate intuitive timelines of trade events, facilitating quick understanding and analysis by compliance teams.

3. Accelerated Compliance Response

  • Rapid Data Retrieval: Access all relevant trade data and communications with a single search, significantly reducing the time needed for compliance investigations.
  • Regulatory Readiness: Meet stringent regulatory requirements, such as MiFID II and Dodd-Frank, by providing timely and accurate trade reconstructions.

4. Enhanced Operational Efficiency

  • Resource Optimization: Automate manual processes involved in trade reconstruction, freeing up compliance personnel to focus on higher-value tasks.
  • Cost Reduction: Lower operational costs by streamlining the trade reconstruction process and reducing the reliance on manual efforts.

Enhance your compliance capabilities with automated trade reconstruction.

Contact us to learn how NICE Actimize can streamline your compliance processes and ensure regulatory adherence.

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