Fight Financial Crime
Financial Markets Compliance
SURVEIL-X Holistic Surveillance for Wealth Management

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Enhance Wealth Management Compliance with SURVEIL-X Holistic Surveillance

Navigate the complexities of regulatory compliance in wealth management with NICE Actimize's SURVEIL-X, an AI-driven solution designed to detect and mitigate risks associated with market abuse and investment suitability.

As global regulators intensify their focus on market abuse and investment suitability, wealth management firms face heightened scrutiny. NICE Actimize's SURVEIL-X offers a holistic surveillance approach, integrating advanced analytics and AI to monitor and analyze all trade-related data and communications.

This comprehensive solution enables firms to proactively identify and address compliance risks, ensuring adherence to regulations and safeguarding their reputation. By leveraging multi-dimensional analytics and natural language processing, SURVEIL-X uncovers hidden risks and provides full global regulatory coverage, empowering wealth management firms to stay ahead in a dynamic regulatory landscape.

The SURVEIL-X Advantages for Wealth Management

Complete Surveillance Coverage

All-in-One Turnkey Solution
Analyzes All Data Sources
Detect Known and Unknown Risk
Use More Data Sources
Surveils All Communications
One Solution for All Asset Classes
Cross-Market/Product Manipulation

Cloud Platform-as-a-Service

Faster Deployment
Reduced Costs for Infrastructure and Maintenance
Hassle-Free Upgrades
Seamless Scalability
Improved Resiliency and Security
Streamlined Innovation

AI-Powered Analytic Techniques

Multi-Dimensional Analytics
Natural Language Understanding
Broad Range of Out-of-the-Box Risk Detection
Models for Wealth Management
Model Fine-Tuning
Advanced Anomaly Detection
Flexible Client Reviews

Powerful Case Management

Enforcing Processes and Procedures
One Place to Work
Visualization and Risk Dashboarding
Integrated Trade Blotter

Key Features of SURVEIL-X for Wealth Management

1. Comprehensive Surveillance Coverage

All-in-One Solution: Monitors all asset classes and communication channels, providing a unified platform for detecting known and unknown risks.
Cross-Market Analysis: Identifies manipulative behaviors across different markets and products, enhancing detection capabilities.

2. Cloud Platform-as-a-Service

Rapid Deployment: Accelerates implementation timelines, reducing time-to-value.
Cost Efficiency: Lowers infrastructure and maintenance expenses, offering seamless scalability and improved security.

3. AI-Powered Analytics

Multi-Dimensional Analysis: Utilizes advanced AI techniques to analyze trade data, uncovering complex patterns indicative of misconduct.
Natural Language Understanding: Processes communications to detect intent and context, reducing false positives and enhancing detection accuracy.

4. Robust Case Management

Integrated Workflows: Streamlines investigation processes with visualization tools and risk dashboards, facilitating efficient case resolution.
Trade Blotter Integration: Provides a consolidated view of trading activities, aiding in the reconstruction and analysis of trade events.