Regardless of whether it's an established product that has been offered for years or is one of the new, more complex investment offerings, your firm has obligations to ensure compliance with global regulations. The fact that the rules are constantly evolving to meet ever-changing market demand means that you must adapt your compliance processes just as quickly.
Our proven and enhanced algorithms detect prohibited or non-compliant activity across a variety of asset classes. Our solutions, built with industry-leading peer-driven detection logic, allow you to monitor trading activity across a variety of business lines and products including:
Comprehensive, cross-asset compliance coverage ensures you can safely offer the assets you need to stay competitive in the market while meeting global compliance obligations.
