Recent statements from regulators point to a few shifts in how they view compliance. For one thing, regulators are now willing to fine firms
As Director of Product Marketing for NICE, Chris DeNigris is responsible for the go-to-market strategy and driving growth of the company’s compliance solutions, including industry leading recording, and surveillance technology within the global financial markets.
Chris has over 18 years of financial service technology experience and prior to joining NICE, worked in the capital markets group at FIS Global.
Off-Channel Communications and Mobile Surveillance Policies
Surveillance, monitoring, escalation, and reporting are critical components to regulatory compliance and risk management. So is consequence management. These are especially important given the