On 21 April, the CFTC sought public comment about 24/7 trading and clearing of listed derivatives.
As Director of Product Marketing for NICE, Chris DeNigris is responsible for the go-to-market strategy and driving growth of the company’s compliance solutions, including industry leading recording, and surveillance technology within the global financial markets.
Chris has over 18 years of financial service technology experience and prior to joining NICE, worked in the capital markets group at FIS Global.
Managing Off-Channel Communications with Policy, Accountability and New Technologies
Recent statements from regulators point to a few shifts in how they view compliance. For one thing, regulators are now willing to fine firms
Off-Channel Communications and Mobile Surveillance Policies
Surveillance, monitoring, escalation, and reporting are critical components to regulatory compliance and risk management. So is consequence management. These are especially important given the