Archive 2018

Date Title Author Category
21 Nov. Mounting Regulations and Electronic Communications are Creating a Perfect Storm: Are You Ready? Lee Garf Holistic Surveillance
29 Oct. Regulatory Roundup: Enforcement Actions, Traders on Trial, Market Abuse, Cryptocurrencies at Risk, and More David Ackerman Regulations
8 Oct. NICE Actimize Recognized as a Market Leader in Opimas Trade Surveillance Solutions Vendor Report Arno Sybrandy Holistic Surveillance
4 Sep. What GDPR Means For You - NICE Actimize Uncut Video Series David Ackerman Regulations
24 Aug. Compliance Recording for Cloud-Based Voice Trading Platform of Cloud9 Technologies Arno Sybrandy Comm Compliance
6 Aug. Opimas Analyst Perspective: Voice Surveillance - It’s Time Anna Griem Holistic Surveillance
25 Jul. Introduction of Automated Cloud-Based Transcription Service for Trader Voice Communications Arno Sybrandy Comm. Compliance
18 Jun. Looking to adopt a cloud-first strategy for retaining financial communications? Arno Sybrandy Comm. Compliance
31 May Regulatory Roundup: FCA Biz Plan, FX Fines, Takeover Code, Misconduct, Spoofing and More David Ackerman Regulations
24 May The FX Global Code: The EU Shows Support Jason Merritt Regulations
8 May Need to Record Skype for Business Communications to Comply with New Regulatory Requirements? Arno Sybrandy Comm. Compliance
1 May How to Survive and Thrive in the New Regulatory Environment Patrick Botz Holistic Surveillance
17 Apr. Regulatory Roundup: Recent FCA, CFTC, FINRA & DoJ Fines, Cost of Compliance David Ackerman Regulations
9 Apr. Global Regulations Declare ’Holistic Surveillance’ a Must-Have David Ackerman Regulations
16 Feb. How Technology Can Help with Trade Reconstruction Arno Sybrandy Holistic Surveillance

 


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