| Date |
Title |
Author |
Category |
| 17 Dec. |
Compliance Recording Assurance - From "Nice-to-have" To "Need-to-have" |
Lee Garf |
Comm. Compliance |
| 21 Nov. |
Mounting Regulations and Electronic Communications are Creating a Perfect Storm: Are You Ready? |
Lee Garf |
Holistic Surveillance |
| 29 Oct. |
Regulatory Roundup: Enforcement Actions, Traders on Trial, Market Abuse, Cryptocurrencies at Risk, and More |
David Ackerman |
Regulations |
| 8 Oct. |
NICE Actimize Recognized as a Market Leader in Opimas Trade Surveillance Solutions Vendor Report |
Arno Sybrandy |
Holistic Surveillance |
| 4 Sep. |
What GDPR Means For You - NICE Actimize Uncut Video Series |
David Ackerman |
Regulations |
| 24 Aug. |
Compliance Recording for Cloud-Based Voice Trading Platform of Cloud9 Technologies |
Arno Sybrandy |
Comm Compliance |
| 6 Aug. |
Opimas Analyst Perspective: Voice Surveillance - It’s Time |
Anna Griem |
Holistic Surveillance |
| 25 Jul. |
Introduction of Automated Cloud-Based Transcription Service for Trader Voice Communications |
Arno Sybrandy |
Comm. Compliance |
| 18 Jun. |
Looking to adopt a cloud-first strategy for retaining financial communications? |
Arno Sybrandy |
Comm. Compliance |
| 31 May |
Regulatory Roundup: FCA Biz Plan, FX Fines, Takeover Code, Misconduct, Spoofing and More |
David Ackerman |
Regulations |
| 24 May |
The FX Global Code: The EU Shows Support |
Jason Merritt |
Regulations |
| 8 May |
Need to Record Skype for Business Communications to Comply with New Regulatory Requirements? |
Arno Sybrandy |
Comm. Compliance |
| 1 May |
How to Survive and Thrive in the New Regulatory Environment |
Patrick Botz |
Holistic Surveillance |
| 17 Apr. |
Regulatory Roundup: Recent FCA, CFTC, FINRA & DoJ Fines, Cost of Compliance |
David Ackerman |
Regulations |
| 9 Apr. |
Global Regulations Declare ’Holistic Surveillance’ a Must-Have |
David Ackerman |
Regulations |
| 16 Feb. |
How Technology Can Help with Trade Reconstruction |
Arno Sybrandy |
Holistic Surveillance |
