Compliance Solutions for
Asset Management and Hedge Funds

Regulatory pressures for Buy Side are increasing all the time. But it’s likely your compliance resources aren’t growing at the same pace. Is your firm managing large volumes of assets without adequate supervisory and surveillance coverage? Are outdated legacy surveillance point solutions driving up your compliance costs, overwhelming your compliance analysts with high false positive rates, and making it harder to identify and weed out conduct risk? It’s time for a change.

Take your Trade-Related Surveillance to a Whole New Level

Multi-Dimensional Analytics Using all Trade-Related Data
Uses Natural Language Processing (NLP) to process all Communications
Events Reconstructed to Demonstrate True Intent
Discovers Previously Unknown Risk
Cloud Agility and Cost Savings
Provides Full Global Regulatory Coverage


The SURVEIL-X Advantages for Buy-Side

Complete Surveillance Coverage
  • Analyzes All Data Sources
  • Surveils All Communications
  • Detects Known and Unknown Risk
  • One Solution for All Asset Classes
  • Cross-Market/Cross-Product Manipulation
  • Comprehensive Regulatory Coverage
Cloud Platform-as-a-Service
  • Faster Deployment
  • Reduced Costs for Infrastructure and Maintenance
  • Hassle-Free Upgrades
  • Seamless Scalability
  • Improved Resiliency and Security
  • Streamlined Innovation
AI-Powered Analytic Techniques
  • Multi-Dimensional Analytics
  • Natural Language Understanding
  • Out-of-the-Box Risk Detection Models for Buy-Side
  • Advanced Anomaly Detection
Powerful Case Management
  • One Place to Work
  • Gaining Efficiency through Automation


What’s New?
SURVEIL-X for Buy Side

Compliance Solutions Brochure for Asset Management and Hedge Funds. Get full access to the Resource Center, packed with informative resources.

Is Outdated Surveillance Technology Putting Your Firm at Risk?

Read this complimentary eBook and learn about 4 innovative ways that SURVEIL-X can help your firm overcome surveillance challenges, while confidently complying with regulations, and staying a step ahead of risk.