Compliance Solutions for
Banks, Brokers and Market Makers

Whether your sell-side operation is trading in stocks, bonds, foreign exchange or other financial instruments, you’re under increasing regulatory pressure. As the volume and variety of regulated communications grow, the supervision challenges and risks get more complex. It’s no longer enough to detect market abuse; you need to be able to identify intent as well. It’s time to take your firm’s trade-related surveillance to a whole new level.

Take your Trade-Related Surveillance to a Whole New Level

Multi-Dimensional Analytics Using all Trade-Related Data
Uses Natural Language Processing (NLP) to process all Communications
Events Reconstructed to Demonstrate True Intent
Discovers Previously Unknown Risk
Cloud Agility and Cost Savings
Provides Full Global Regulatory Coverage


The SURVEIL-X Advantages for Sell-Side

Complete Surveillance Coverage
  • Connected Actions
  • More Data Sources
  • Surveils All Communications
  • One Solution for All Asset Classes
  • Cross-Market/Cross-Product Manipulation
  • Comprehensive Regulatory Coverage
Cloud Platform-as-a-Service
  • Faster Deployment
  • Reduced Costs for Infrastructure and Maintenance
  • Hassle-Free Upgrades
  • Seamless Scalability
  • Improved Resiliency and Security
  • Streamlined Innovation
AI-Powered Analytic Techniques
  • Multi-Dimensional Analytics
  • Natural Language Understanding
  • Out-of-the-Box Risk Detection Models for Sell Side
  • Model Fine-Tuning
Powerful Case Management
  • One Place to Work
  • Gaining Efficiency through Automation
  • Market Visualization and Replay


What’s New?
SURVEIL-X for Sell Side

Compliance Solutions Brochure for Banks, Brokers and Market Makers. Get full access to the Resource Center, packed with informative resources.

Is Outdated Surveillance Technology Putting Your Firm at Risk?

Read this complimentary eBook and learn about 4 innovative ways that SURVEIL-X can help your firm overcome surveillance challenges, while confidently complying with regulations, and staying a step ahead of risk.