Lee Garf

General Manager, NICE Compliance Line of Business

Lee Garf leads the NICE Compliance Line of Business, and is responsible for the award winning Holistic Trade Compliance solution suite, which combines communications capture, trade and communication surveillance capabilities. Mr. Garf oversees product strategy, product marketing, product delivery, go-to-market planning across all NICE Compliance solutions. As the leader of this business, Mr. Garf is responsible for growing our market-leading position and ensuring continuous innovation to meet the needs of financial firms around the world. Just prior to joining NICE, Mr. Garf was Executive Vice President, Product, at Charles River Development (CRD). Mr. Garf holds a B.S. in Mechanical Engineering from Cornell University and an MBA from Northeastern University.

Suitability and Surveillance: What Does the Future Hold for Wealth Managers?

Across Europe and Asia, the term "suitability" seems to be as popular as the tongue-in-cheek reference "Brexit." With the Financial Conduct Authority (FCA) in…

Speak to an expert

WE USE COOKIES

We use cookies to ensure that we give you the best experience on this website. If you continue without changing your settings, we’ll assume that you are happy to receive all on the NICE website. However, if you would like, you can change your cookie settings at any time. To find out more about how we use this information, see ourPrivacy Policy.