Lee Garf

General Manager, NICE Compliance Line of Business

Lee Garf leads the NICE Compliance Line of Business, and is responsible for the award winning Holistic Trade Compliance solution suite, which combines communications capture, trade and communication surveillance capabilities. Mr. Garf oversees product strategy, product marketing, product delivery, go-to-market planning across all NICE Compliance solutions. As the leader of this business, Mr. Garf is responsible for growing our market-leading position and ensuring continuous innovation to meet the needs of financial firms around the world. Just prior to joining NICE, Mr. Garf was Executive Vice President, Product, at Charles River Development (CRD). Mr. Garf holds a B.S. in Mechanical Engineering from Cornell University and an MBA from Northeastern University.

Suitability and Surveillance: What Does the Future Hold for Wealth Managers?

September 12th, 2019

Across Europe and Asia, the term "suitability" seems to be as popular as the tongue-in-cheek reference "Brexit." With the Financial Conduct Authority (FCA) in

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