Keep insider dealing & conflicts of interest at bay
As part of the cost of doing business, your firm must manage regulatory, business, fiduciary, and contractual conflicts of interest. Detection and prevention of insider dealing and potential conflicts is a key part of this management process and the administrative and financial burden to prevent conflicts from impacting the firm is enormous.
Give yourself a head start on conflict prevention
Our Conflict Compliance solutions address supervision and surveillance requirements faced by firms worldwide and help top protect the integrity of your firm by strictly monitoring for conflicts before they occur.
Our comprehensive solution allows your firm to manage the complexities of detecting and preventing insider trading while efficiently meeting the increasing pressures of effective control room compliance.
Employee Conflicts of Interest (ECOI)
Our ECOI solution fully automates the entire employee personal account trading surveillance process, enabling you to monitor and prevent potential employee conflicts.