Trading Surveillance and Compliance
A constantly changing landscape requires continuous evolution
The price of trading in today's global economy is strict adherence to a wide range of global regulations. Your firm must have effective regulatory compliance that encompasses cross-asset class and cross-market trade surveillance, monitoring activities for market manipulation, fraud, behavioral patterning, and more. Our Trading Compliance solutions enable your firm to more closely monitor a broad range of products to identify non-compliance issues and record activities. By combining compliance risk controls, reporting and resources, our solutions automate and validate oversight through:
Industry-leading detection algorithms that mitigate compliance risk
A modern and intuitive user interface that increases productivity and insight
Centralized case management and oversight that improves investigation effectiveness
A scalable, enterprise platform that supports the requirements of evolving regulations
Find out more about our cloud solution here.
Comprehensive trade compliance coverage across asset classes, markets, and global regulations
Effectively and proactively meet global regulatory requirements with broad offerings designed to protect your firm from anomalous and non-compliant activities.
Cross-asset coverage for today's complex business environment.
Regulatory expertise to protect your firm in this ever changing regulatory climate.
Coverage for the today’s vertical markets.