​​​​​​Financial M​​arkets Compliance Solutions​​​​​

​​​​Today's dynamic financial markets require you to maintain your compliance in a rapidly changing environment. Financial institutions have no shortage of challenges: regulations vary by market, country, and asset class; all types of communications must be recorded, stored, and available for replay; and supervisory controls and conflicts must be managed effectively.​​ Our Financial Markets Compliance solutions provide complete coverage across the global financial markets, by asset class, market, and regulatory jurisdiction. Our holistic compliance covera​ge ensures that you can stay compliant, competitive, and effective while lowering risk and the chances of reputational damage.

Why NICE Actimize for ​​​Financial Markets Compliance?

  • End-to-end Hundreds of proven models for end-to-end surveillance, supervision, and compliance risk management
  • Comprehensive – Broad coverage across geographies, asset classes, and markets
  • Experience Backed by 100+ years of staff expertise around the world, including former regulators and compliance officers
  • Proven Used by 10 of the top 10 global investment banks as well as industry regulators  

TRADING​ COMPLIANCE

Trade compliance solutions across asset classes, markets, and global regulations. Effectively and proactively meet global regulatory requirements with broad offerings designed to protect your firm from anomalous and non-compliant activities.

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COMMUNICATION C​OMPLIANCE

Voice and digital interaction data analysis to mitigate risk and achieve compliance. Take a pro-active approach to ensure compliance and to reduce risk of regulatory penalties using our solutions to manage and analyze your trading communications.

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​HOLISTIC COMPLIANCE

Holistic surveillance and resolution for trade and communications data. Pro-actively detect breaches of compliance rules on the trading floor.

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COMPLIANCE SU​​PERVISION

Effective controls for managing supervisory procedures and conflicts. Prepare your firm for success and avoid regulatory penalties for lax supervision with a structured, demonstrable surveillance program.

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