On-Demand Webinars
Category Topic  
Compliance Over Coffee Q2/2021
Quarterly virtual panel discussion on the latest global regulations and key trends, this episode on "Dealing with Regulatory Regime Change."
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ENGAGE Live 2021 - Financial Markets Compliance
Watch all 6 FMC sessions, including "The Latest in Surveillance" from Schroders and "Ensuring Compliant Financial Advice" from Northwestern.
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Interactions Live 2021 - Communication Compliance
Listen to 4 best practices session related to instilling agility in your Trading Floor and Compliance environments.
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Rethinking Suitability Surveillance for the Remote Workplace
Watch this webinar and learn how to step up your conduct and suitability surveillance and gain greater insight into remote advisor behavior.
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Eliminating Surveillance Gaps with SURVEIL-X
Watch this webinar as we discuss common surveillance gaps and how your firm can address them with SURVEIL-X Holistic Conduct Surveillance.
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Rethinking Your Market Abuse Surveillance Approach
Learn ways you can shore up your surveillance and market abuse detection through advanced technologies.
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Compliance Over Coffee Q1/2021
Quarterly virtual panel discussion on the latest global regulations and key trends.
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Introducing NTR-X: Revolutionizing Trading Compliance
NTR-X is the world’s first and only fully-integrated, global, cloud-ready next-generation omnichannel compliance recording and assurance solution.
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Connecting Your Organization to Stop Market Abuse
NICE Actimize is leading the charge in helping FIs better manage their cases by providing a single global view of market abuse.
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Convert Communications Data into Powerful Insights
Learn how to leverage AI technologies like advanced anomaly detection, Natural Language Processing (NLP), and text analytics.
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Reg BI Day 2: What’s Next for Regulation Best Interest?
Specialists from Accenture and NICE Actimize discuss how to implement an effective "Day 2" program, and showcase how firms are adding value with new processes and technology solutions.
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Driving Value with Microsoft Teams and Omni-Channel Recording
Experts from NICE, Microsoft and The TRADE discuss how you can leverage integrated Microsoft Teams with NICE omni-channel recording solutions to deliver value for your organization.
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Winning the Battle Against Market Abuse
Experts from NICE Actimize and GreenKey discuss how natural language processing is being trained to recognize and collate abuse and manipulation across audio and text.
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Unlocking the potential of Mobile Recording for Remote Trading
Learn best practices for mobile phone recording and compliance assurance from NICE and TeleMessage.
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The Transformation of Buy-Side Market Surveillance
A RegTech Insight webinar on what changes are driving the need for investment into market surveillance in buy-side firms.
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Trading Compliance Industry Practices for the New Normal
NICE Actimize and specialists from Accenture share advice on how to adapt your compliance program for the new trading environment.
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Compliance under COVID-19: Extending Tools and Techniques to Remote Environments
A PIMFA Learning Webinar.
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The Future of Surveillance: Conducting Intelligent Trade Surveillance Investigations
See how you can transform manual processes into intelligent trade surveillance investigations.
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Must Haves for Complying with Reg BI
Experts from Sadis & Goldberg LLP and NICE Actimize will walk you through what practical "Day 1 Compliance" looks like, and explain how you can add value.
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The Future of Surveillance: How to Improve True Risk Detection Accuracy
Learn how a surveillance approach powered by precision detection can help your firm accurately detect market abuse and uncover hidden risks as well.
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Managing Conduct Risk and Complying with SM&CR in Today’s Virtual Environments
Ensure compliance with all regulations that govern standards of conduct, in both office and work at home environments.
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Ensuring Remote Work Success and Compliance
with Michele Rowan, former VP of Hilton@Home.
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Re-Thinking Compliance: New approaches to conduct risk & surveillance in 2020
Learn about the regulatory shifts driving conduct risk, personal liability and accountability and what this means for your framework.
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How to Achieve Complete Surveillance Coverage
See how you can ensure complete coverage of all asset classes, communication channels, and languages.
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Countdown to Reg BI - Is Your Firm Ready?
Listen to experts from NICE Actimize who provide the advice you need to kickstart your Reg BI compliance program into high gear.
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Stepping up Surveillance During Unprecedented Times
Listen to experts from NICE Actimize and Greenwich Associates and learn how your firm can quickly apply artificial intelligence and analytics to step up its surveillance during these unprecedented times.
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Business Continuity Strategies for Remote Trading
Listen to experts from NICE, IPC, and Cloud9 learn how you can quickly adapt your trading infrastructure to support your remote workforce, in a compliant, secure way.
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Ensuring Trade Compliance Continuity in Uncertain Times
Round Table discussion on the regulatory implications of the COVID-19 crisis, how other leading firms are addressing this unique situation, and share best practices to assist with your business continuity planning.
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Reg BI Countdown: Strategies to Ensure Compliance
NICE Actimize and Bates Group discuss new tools, technology, and process changes to help your firm comply with Regulation Best Interest
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How to Make the Transformation to Holistic Surveillance
Are you Holistic? There has never been a better time to make the transformation, watch this webinar and learn how
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