In this blog, Dave Ackerman writes about his encounter with the outgoing SEC Chairman, Jay Clayton.
In this blog, Dave Ackerman explains why he thinks there is no such thing as a COVID-19 defense for failure to supervise.
In this Q&A blog, experts from Microsoft and NICE talk about trends in the marketplace, how Microsoft Teams is empowering a new way of working, and special considerations for regulated firms.
Regulators view spoofing as market manipulation, and with fewer hurdles to jump, they seem increasingly determined to hunt down spoofers and weed them out.
All Blogs in 2020 »