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When the pandemic hit, we certainly sensed there would be a strong impact on our social lives. But what was not immediately apparent was the extent that Wall Street and its regulated financial services employees would be affected.
Most regulations have a common focal point – maintaining market integrity. Now more than ever, however, markets are vulnerable to bad actors. And surveillance is the quintessential tool for catching them. Is real-time surveillance the solution?
...and regulators will take action against banks which don’t walk the talk. ASIC raised levels of conduct, culture and accountability within financial services businesses, hoping it will make Australian financial markets more transparent and efficient.
What is NTR-X? How will it elevate compliance? And what goes into building the next gen of technology? NICE has the answers you need to start improving your compliance program today.
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