Osvaldo ('Ozzie') Berrios is a Compliance Subject Matter Expert (SME) within the Compliance Line of Business at NICE.

Ozzie joined the financial services industry in 2002. With nearly 20 years of experience, he is proud on assisting clients with their financial goals through education, wealth planning, and risk management.

Prior to joining NICE, Ozzie was a Financial Consultant with Fidelity Investments, where he helped retail and HNWI clients define their financial goals and provided them with financial planning concepts and solutions to meet those goals. Before Fidelity, he served around ten years at TIAA, where he worked on the institutional side of the business for four years and the Wealth Management space for around six years. During his tenure at TIAA, Ihe was a part of projects and pilots catering specifically to DOL and Suitability changes, including regulatory requirements and user interface. And before joining TIAA, he was a Financial Advisor with Wells Fargo Advisors for two years, responsible for the Wealth Management offering out of 5 offices. He began my career as a Financial Advisor at Banc of America / Merrill Lynch for around seven years. While at BA / ML, where he was responsible for running a Wealth Management practice across six offices.

Ozzie earned his bachelor's degree in Finance from New Jersey City University and also holds a Series 7, 63, and 65, along with Life & Health Producers license from the state of New Jersey. He is completing part of the course work for the CFP designation.