David T. Ackerman, Esq

Regulatory Compliance Expert, NICE

David holds a law degree and offers a wealth of compliance experience from his years as Chief Compliance Officer at Sound Income Strategies. In this capacity, he consulted with major banks to help them improve their compliance processes, and even simulated SEC mock audits with customers. David is a published author and a recognized financial services compliance expert, having been featured on national radio talk shows, including Bloomberg radio. He has also participated in and chaired panel presentations at the ABA Business Law Annual Conference, as well as serving on the New York State Bar Association’s delegation to the United Nations Commission on International Trade Law (UNCITRAL).


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