With NICE Actimize’s Markets Surveillance solution you can meet regulatory obligations, efficiently meet your regulatory requirements and demonstrate predictive, preventative compliance to regulators, clients and investors. Also respond quickly to regulatory and legal inquiries with these features:

Comprehensive Markets Surveillance Compliance Monitoring

Broad, consistent global coverage via standard models for equities, fixed income, foreign exchange, swaps, futures and options.

Best in Class Markets Surveillance Analytics

Out-of-the-box detection scenarios provide superior analytics that have been vetted by top tier global clients, industry professionals, and our team of seasoned subject matter experts. More than 12 years’ experience implementing OTC instrument Markets Surveillance, including foreign exchange and swaps/OTC.

Case Management

The Markets Surveillance solution incorporates NICE Actimize Risk Case Manager (ActOne), a fully integrated, web-based case manager for efficient alert management, ad hoc investigation, and audit trail functionality. Improve organizational communication and minimize redundant efforts, while meeting regulatory books and records obligations.

Advanced Market Visualization

Effectively identify false positives and detect trading abuse by displaying alerts together with market activity and firm transactions. Many Market Proven Detection Scenarios are included:

  • Equities
  • Fixed Income
  • Futures & Options
  • Forex
  • Swaps