Trading Regulations

      Dodd-Frank
      MAR
      MiFID II
      FX Code of Conduct
      Regulation Best Interest
      SM&CR

Regulatory Rules & Regulations

Today's financial markets are surrounded by many rules and regulations, and trading being one heavily regulated area.

We analyzed all important trading regulations and reviewed the specific rules for monitoring and analyzing trading activities. Our Regulatory Experts can advise firms on how to ensure that regulated employees are recorded and monitored in accordance with these regulations.

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