Regulatory Rules & Regulations
Today's financial markets are surrounded by many rules and regulations, and trading being one heavily regulated area.
We analyzed all recent regulations, such as Dodd-Frank, MAR, MiFID II and the FX Codes of Conduct, and reviewed the specific rules for recording and surveillance of trading activities. Our Compliance Experts can advise firms on how to ensure that regulated employees are recorded and monitored in accordance with these regulations.
To help keep you informed on regulations, we have compiled the latest headlines and regulatory updates in our Blog "NICE Actimize Regulatory Roundup".
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