Regulatory Rules & Regulations

Today's financial markets are surrounded by many rules and regulations, and trading being one heavily regulated area.

We analyzed all important trading regulations and reviewed the specific rules for monitoring and analyzing trading activities. Our Compliance Experts can advise firms on how to ensure that regulated employees are recorded and monitored in accordance with these regulations.

To help keep you informed on regulations, we have compiled the latest headlines and regulatory updates in our Blog "Regulatory Update".

Blogs on Regulations

 


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