Financial Markets Compliance | NICE Actimize

Holistic Trade Compliance

Detect & Prevent Non-compliant Activities

NICE Actimize Financial Markets Compliance can provide your firm with the complete compliance coverage required by today’s financial markets regulations - an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions.

  Holistic Surveillance
  Communication Compliance
  Sales Practices & Suitability

Solutions to Enable Regulatory Trade Compliance Through Automation and Intelligence

Join The TRADE and NICE Actimize to find out how new regulations such as MiFID II mean all channels and modes of communication must be monitored beyond basic surveillance requirements, creating a huge task for compliance officers. An expert panel from NICE Actimize will explain how firms can ensure compliance with new regulations, boost compliance analyst productivity and reduce compliance risk using automated, intelligent eComms surveillance.

29 August, 2018 - 10:00am EDT 3:00pm GMT     
Regulations imposing Rules for Recording and Surveillance

The Complete Guide to Trade Reconstruction

Download your complimentary copy of the white paper and learn more about how to automate the trade reconstruction process

Blogs

Navigating & Automating Compliance

A series of educational webinars addressing how NICE COMPASS can help to automate compliance assurance processes and reduce risk
The World´s Banks Trust Us

We’re excited to share engaging and relevant content to help make your job easier, and keep you up to date on NICE Actimize and industry news. Subscribe to the quarterly Trade Compliance & Surveillance Newsletter in the NICE Actimize’s email Subscription Center »
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