Detect & Prevent Non-compliant Activities
Your compliance operations are complex and diverse and you need complete coverage for detecting, deterring, and preventing non-compliant activities across your firm.
We can provide your firm with the complete compliance coverage required by today’s financial markets regulations - an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions.
Capture and Analyze all conversations and data
around financial transactions to find fraudulent intent
Monitor and Reconstruct all trades by using
behavioral analytics and machine learning
Identify Conduct Related Threats
Identify and Prevent compliance and financial
risks by using sales practices and supervision
Solutions to Enable Regulatory Trade Compliance Through Automation and Intelligence
Comply with global suitability regulations and increase organizational transparency