Holistic Trade Compliance

Detect & Prevent Non-compliant Activities

NICE Actimize Financial Markets Compliance can provide your firm with the complete compliance coverage required by today’s financial markets regulations - an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions.

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Solutions to Enable Regulatory Trade Compliance Through Automation and Intelligence

 

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Regulations imposing Rules for Recording and Surveillance

 

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Blogs

 

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Navigating & Automating Compliance

A series of educational webinars addressing how NICE COMPASS can help to automate compliance assurance processes and reduce risk
Events & Webinars
On-Demand Webinar
Cross Border and Suitability Compliance

Webinar hosted by RegTech
Analyst, speakers from Aité and SAXO Bank 

On-Demand Webinar
Cracking the Code: Bringing Accuracy to
E-Communications Surveillance

Webinar hosted by Financial Technology Forum (FTF) 

 

More Events & Webinars »
The World´s Banks Trust Us

We’re excited to share engaging and relevant content to help make your job easier, and keep you up to date on NICE Actimize and industry news. Subscribe to the quarterly Trade Compliance & Surveillance Newsletter in the NICE Actimize’s email Subscription Center »
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