Holistic Trade Compliance

Detect & Prevent Non-compliant Activities

NICE Actimize Financial Markets Compliance can provide your firm with the complete compliance coverage required by today’s financial markets regulations - an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions.

  Holistic Surveillance »
  Communication Compliance »
  Sales Practices & Suitability »

Solutions to Enable Regulatory Trade Compliance Through Automation and Intelligence


All Solutions »
Regulations imposing Rules for Recording and Surveillance


More Regulations »

  Trade Surveillance Shortlisting Report
Download your complimentary copy of this report and read why NICE Actimize has led the charge as a provider for holistic surveillance, proving itself time and time again with its global client base

What GDPR Means For You

In this new Actimize Uncut Video Series, David Ackerman discusses the basics of GDPR, possible conflicting regulations, such as MiFID II and MAR, and why GDPR also affects U.S. firms.


More Blogs »

Navigating & Automating Compliance

A series of educational webinars addressing how NICE COMPASS can help to automate compliance assurance processes and reduce risk
Events & Webinars

Client Event

NICE Actimize Engage FinTech Forum 2018

Network with industry peers and
discuss FinTech

New York, Oct 18th, 2018

On-Demand Webinar
Cracking the Code: Bringing Accuracy to
E-Communications Surveillance

Webinar hosted by Financial Technology Forum (FTF) 


More Events & Webinars »
The World´s Banks Trust Us

We’re excited to share engaging and relevant content to help make your job easier, and keep you up to date on NICE Actimize and industry news. Subscribe to the quarterly Trade Compliance & Surveillance Newsletter in the NICE Actimize’s email Subscription Center »
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