 The First AI-Powered
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 The Next Generation of
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Detect & Prevent Non-compliant Activities
We can provide your firm with the complete compliance coverage required by today’s financial markets regulations - an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions.
| Holistic Surveillance | |
| Communication Compliance |
Solutions to Enable Regulatory Trade Compliance
Learn more about the
Trading Regulations
| Dodd-Frank | ||
| MAR | ||
| MiFID II & MiFIR | ||
| FX Code of Conduct | ||
| Regulation Best Interest | ||
| SM&CR |
Introducing NTR-X
The Next Generation of
Communication Recording and Compliance Assurance
NTR-X is the world’s first and only fully-integrated, cloud-ready next-generation omnichannel compliance recording and assurance solution.
Watch the Video to understand why NTR-X is "The First"
Download our Complimentary eBooks
Most regulations have a common focal point – maintaining market integrity. Now more than ever, however, markets are vulnerable to bad actors. And surveillance is the quintessential tool for catching them. Is real-time surveillance the solution?
...and regulators will take action against banks which don’t walk the talk. ASIC raised levels of conduct, culture and accountability within financial services businesses, hoping it will make Australian financial markets more transparent and efficient.
What is NTR-X? How will it elevate compliance? And what goes into building the next gen of technology? NICE has the answers you need to start improving your compliance program today.
SURVEIL-X Holistic Surveillance
First AI-Powered True Holistic Surveillance Solution
The race between evolving compliance demands and conduct risk exposes your organization to severe reputational damage and fines. The latest regulations require you to identify intent, which lies deep in your communications and trade data.
Watch the Video on SURVEIL-X Holistic Surveillance
