Holistic Trade Compliance
Accelerate regulatory trade compliance and improve productivity by automating trade reconstruction and surveillance using advanced analytics, machine learning and robotic process automation
Detect & Prevent Non-compliant Activities
NICE Actimize Financial Markets Compliance can provide your firm with the complete compliance coverage required by today’s financial markets regulations - an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions.
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Holistic Surveillance |
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Communication Compliance |
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Sales Practices & Suitability |
Detect Intent
Capture and Analyze all conversations and data
around financial transactions to find fraudulent intent
Reconstruct Trades
Monitor and Reconstruct all trades by using
behavioral analytics and machine learning
Identify Conduct Related Threats
Identify and Prevent compliance and financial
risks by using sales practices and supervision
Solutions to Enable Regulatory Trade Compliance Through Automation and Intelligence
Join The TRADE and NICE Actimize to find out how new regulations such as MiFID II mean all channels and modes of communication must be monitored beyond basic surveillance requirements, creating a huge task for compliance officers. An expert panel from NICE Actimize will explain how firms can ensure compliance with new regulations, boost compliance analyst productivity and reduce compliance risk using automated, intelligent eComms surveillance.
| 29 August, 2018 - 10:00am EDT 3:00pm GMT |  |
The Complete Guide to Trade Reconstruction
Download your complimentary copy of the white paper and learn more about how to automate the trade reconstruction process
In this Blog, Anna Griem of Opimas explains why voice surveillance is essential to avoid fines for lapses in market and e-comms surveillance, as well as to ensure best business practices.
NICE COMPASS Discovery accelerates investigations and automates manual processes around large volumes of trade-related recorded calls.
NICE and IBM Cloud Object Storage provide an integrated solution for a secure and highly scalable storage environment.
Navigating & Automating Compliance
A series of educational webinars addressing how NICE COMPASS can help to automate compliance assurance processes and reduce risk
We’re excited to share engaging and relevant content to help make your job easier, and keep you up to date on NICE Actimize and industry news. Subscribe to the quarterly Trade Compliance & Surveillance Newsletter in the NICE Actimize’s email Subscription Center »
