Holistic Trade Compliance
We make it easy. Our Holistic Trade Compliance Platform accelerates regulatory trade compliance and improves productivity by automating trade reconstruction and surveillance using advanced analytics, machine learning and robotic process automation.
Fourth Consecutive Year
for MAD/MAR
Prevention Technology
Detect & Prevent Non-compliant Activities
NICE Actimize Financial Markets Compliance can provide your firm with the complete compliance coverage required by today’s financial markets regulations - an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions.
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Holistic Surveillance |
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Communication Compliance |
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Sales Practices & Suitability |
Detect Intent
Capture and Analyze all conversations and data
around financial transactions to find fraudulent intent
Reconstruct Trades
Monitor and Reconstruct all trades by using
behavioral analytics and machine learning
Identify Conduct Related Threats
Identify and Prevent compliance and financial
risks by using sales practices and supervision
Solutions to Enable Regulatory Trade Compliance Through Automation and Intelligence
Combine the power of Market Surveillance with Communication Surveillance for a Holistic view
● Holistic Surveillance »
● Market Surveillance »
● Intelligent eComms Supervision »
● Communication Surveillance »
Automatically reconstructs trades by indexing and correlating structured and unstructured data
Capture, Manage & Prove the Recording of all Financial Trading Communications
● Compliance Assurance »
● Compliance Recording »
● Mobile Phone Recording »
● Skype for Business Recording »
Comply with global suitability regulations and increase organizational transparency
The Complete Guide to Trade Reconstruction
Download your complimentary copy of the white paper and learn more about how to automate the trade reconstruction process
NICE and IBM Cloud Object Storage provide an integrated solution for a secure and highly scalable storage environment.
To help keep you informed, we have compiled the latest headlines and regulatory updates in our monthly "NICE Actimize Regulatory Roundup".
The code was designed to restore the trust and credibility back into the FX market. Is it supported by the market?
Navigating & Automating Compliance
A series of educational webinars addressing how NICE COMPASS can help to automate compliance assurance processes and reduce risk
We’re excited to share engaging and relevant content to help make your job easier, and keep you up to date on NICE Actimize and industry news. Subscribe to the quarterly Trade Compliance & Surveillance Newsletter in the NICE Actimize’s email Subscription Center »
