Holistic Trade Compliance
Accelerate regulatory trade compliance and improve productivity by automating trade reconstruction and surveillance using advanced analytics, machine learning and robotic process automation
Detect & Prevent Non-compliant Activities
NICE Actimize Financial Markets Compliance can provide your firm with the complete compliance coverage required by today’s financial markets regulations - an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions.
 |
Holistic Surveillance » |
|
Communication Compliance » |
|
Sales Practices & Suitability » |
Detect Intent
Capture and Analyze all conversations and data
around financial transactions to find fraudulent intent
Reconstruct Trades
Monitor and Reconstruct all trades by using
behavioral analytics and machine learning
Identify Conduct Related Threats
Identify and Prevent compliance and financial
risks by using sales practices and supervision
 |
Trade Surveillance Shortlisting Report |
Download your complimentary copy of this report and read why NICE Actimize has led the charge as a provider for holistic surveillance, proving itself time and time again with its global client base
Opimas said that NICE Actimize has led the MiFID II-driven charge to provide a holistic service, combining surveillance and analysis of both cross-asset class trade data and communication channels.
In this new Actimize Uncut Video Series, David Ackerman discusses the basics of GDPR, possible conflicting regulations, such as MiFID II and MAR, and why GDPR also affects U.S. firms.
With the integration between NICE Trading Recording (NTR) and the C9 Trader voice communications platform, you can now easily ensure compliance with regulations around recording and retaining trade communications.
More Blogs »
Navigating & Automating Compliance
A series of educational webinars addressing how NICE COMPASS can help to automate compliance assurance processes and reduce risk
Client Event
NICE Actimize Engage FinTech Forum 2018
Network with industry peers and
discuss FinTech
New York, Oct 18th, 2018
On-Demand Webinar
Cracking the Code: Bringing Accuracy to
E-Communications Surveillance
Webinar hosted by Financial Technology Forum (FTF)
More Events & Webinars »
We’re excited to share engaging and relevant content to help make your job easier, and keep you up to date on NICE Actimize and industry news. Subscribe to the quarterly Trade Compliance & Surveillance Newsletter in the NICE Actimize’s email Subscription Center »
