![]() The First AI-Powered
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![]() The Next Generation of
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Detect & Prevent Non-compliant Activities
We can provide your firm with the complete compliance coverage required by today’s financial markets regulations - an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions.
Holistic Surveillance | |
Communication Compliance |
Solutions to Enable Regulatory Trade Compliance
Learn more about the
Trading Regulations
Dodd-Frank | ||
MAR | ||
MiFID II & MiFIR | ||
FX Code of Conduct | ||
Regulation Best Interest | ||
SM&CR | ||
FCA’s Consumer Duty |

Introducing NTR-X
The Next Generation of
Communication Recording and Compliance Assurance
NTR-X is the world’s first and only fully-integrated, cloud-ready next-generation omnichannel compliance recording and assurance solution.
Watch the Video to understand why NTR-X is "The First"
Download our Complimentary eBooks
Audrey Blater from Coalition Greenwich warns firms that their communications should be appropriately recorded and should not be conducted outside of official channels.
Coming in April 2023, Consumer Duty will be the most significant UK regulatory overhaul of the past decade. More than simply regulating firms, the FCA’s Consumer Duty is a cultural reset.
In this Blog we explain why.
2021 was a wild ride in the world of financial compliance, and 2022 appears to have even more twists and turns in store. In this blog, three compliance experts weigh in on the biggest trends.
SURVEIL-X Holistic Surveillance
First AI-Powered True Holistic Surveillance Solution
The race between evolving compliance demands and conduct risk exposes your organization to severe reputational damage and fines. The latest regulations require you to identify intent, which lies deep in your communications and trade data.
Watch the Video on SURVEIL-X Holistic Surveillance
Analyst Report
NICE Actimize named "Best in Class" in report:
Aite Matrix: Intelligent Trade Surveillance
Aite Group named NICE Actimize "Best in Class" in its recent report titled "Aite Matrix: Intelligent Trade Surveillance".
Leveraging the Aite Matrix, a proprietary Aite Group vendor assessment framework, this Impact Report evaluates the overall competitive position of each vendor, focusing on vendor stability, client strength, product features, and client services.
Thank You For Making Us #1!
















