Detect & Prevent Non-compliant Activities
We can provide your firm with the complete compliance coverage required by today’s financial markets regulations - an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions.
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SURVEIL-X Holistic Surveillance » |
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Communication Compliance » |
Solutions to Enable Regulatory Trade Compliance
When surveillance detection models don’t keep pace with change, your risk increases of falling out of compliance and unnecessarily driving up compliance costs.
The new solution combines Sales Practices and Suitability, Communications Surveillance and Case Management capabilities to automate the compliance processes.
NICE Trading Recording (NTR) will provide enterprise-wide communication compliance recording and assurance that enables firms to expand the use of the Microsoft Teams collaboration software.
More Blogs »
Industry Event
Visit our booth
17 Sept. 2019 | New York
Industry Event
Visit our Booth
17 Sept. 2019 | San Diego, CA
More Events & On-Demand Webinars »
’First Friday’ Demo Webinar Series
A series of demo webinars showing how you can effectively improve your compliance assurance process, reduce costs, and guarantee flawless recording of all your regulated employees and devices
We’re excited to share engaging and relevant content to help make your job easier, and keep you up to date on NICE Actimize and industry news. Subscribe to the quarterly Trade Compliance & Surveillance Newsletter in the NICE Actimize’s email Subscription Center »
