Holistic Surveillance
Is your firm risking reputational damage and fines by relying on an outdated lexicon-based eComms surveillance solution?
Opimas said that NICE Actimize has led the MiFID II-driven charge to provide a holistic service, combining surveillance and analysis of both cross-asset class trade data and communication channels.
In this Blog, Anna Griem of Opimas explains why voice surveillance is essential to avoid fines for lapses in market and e-comms surveillance, as well as to ensure best business practices.
During the TradeTech conference, Cromwell Fraser spoke with TRADE TV about what recent changes to the regulatory landscape means for financial firms, and new intelligent technologies for reducing risk and ensuring compliance.
