Ultimately, conduct is the holy grail of surveillance. Firms need to look at conduct surveillance not just as a regulatory requirement, but as investment that can drive value for the whole organization.
In this Q&A Roundtable Interview three buy-side experts share their unique perspectives on the state of Holistic Surveillance.
We have introduced an enhancement to our SURVEIL-X Holistic Trade Surveillance solution that provides self-service analytics.
Analytical models have become fundamental tools in the FSO compliance arsenal but high volumes of false alerts are inundating compliance analysts.