Archive 2020

Date Title Author Category
3 Aug. Buy-side Trade Surveillance Q&A: Experts Weigh in on Holistic Surveillance » Chris DeNigris Holistic Surveillance
20 July SURVEIL-X Holistic Trade Surveillance Solution Enhanced with Self-Service Analytics for Custom Risk Detection  » Arno Sybrandy Holistic Surveillance
1 July State of Reg BI Compliance: With Reg BI now in full swing, where do firms stand?  » Tim Armstrong Regulations
20 May NICE Releases Integration of Trading Recording and Microsoft Teams to Drive Digital Transformation  » NICE Comm. Compliance
12 May Digitizing the Best Product Alternative Mandate: How to Comply with Reg BI and Add Value to the Advisory Business  » Dave Ackerman Regulations
4 May Winning the Compliance Battle on Multiple Fronts - Tackling Market Abuse and False Positives » Anurag Mohapatra Holistic Surveillance
8 Apr. Reg BI is Not Going Anywhere – How Firms Should Move Forward » Dave Ackerman Regulations
17 Mar. Trading Floors of Financial Institutions Eye Record-Keeping Contingencies Amid COVID-19 Crisis » Chris Wooten Comm. Compliance
4 Feb. The United State of Surveillance: True Holistic Is Here » Matt Simon / Aite Holistic Surveillance
29 Jan. 3 Take-Aways From SIFMA’s Reg BI Forum » Dave Ackerman Regulations
14 Jan. The Future of Holistic Surveillance in Asia » Linda Haelsen Holistic Surveillance
2 Jan. Improved Compliance Recording of Microsoft Teams Through Advanced Interactions Capture » Arno Sybrandy Comm. Compliance