Regulatory Update
The Financial Conduct Authority (FCA) has recently published its guidelines and rules for it’s Consumer Duty. Is the FCA finally putting strong requirements for the UK markets? Read this Blog and see how you can comply.
In this Blog, Ozzie explains why firms are still learning to adapt to the now two-year old Reg BI requirements, and as they do so, fulfilling their duty of care means making an unwavering commitment to step up their game.
Audrey Blater from Coalition Greenwich warns firms that their communications should be appropriately recorded and should not be conducted outside of official channels.
Coming in April 2023, Consumer Duty will be the most significant UK regulatory overhaul of the past decade. More than simply regulating firms, the FCA’s Consumer Duty is a cultural reset. In this Blog we explain why.