Regulatory Update
I wrote a white paper that summarizes the dramatic changes and new challenges broker-dealers face as a result of the new Regulation Best Interest that was issued recently by the SEC.
Guest Blog Post by Virginie O’Shea, Research Director Aite Group about the recent FCA fines for a large global financial institution related to noncompliance with both MAR and MiFID II.
As part of Opimas’s recently published research report, "Outsourcing at Asset Managers -2022", a simple graphic pulled in a flood of inquiries about the findings – the findings weren’t necessarily what some readers may have expected.
Are you scrambling to understand the regulatory ramifications of cryptocurrencies? Watch 3 videos in this Actimize Uncut Video Series where Dave Ackerman is sharing his thoughts on why cryptocurrencies aren’t just a passing fad and what’s in store for the future.
