Regulatory Update
The Monetary Authority of Singapore (MAS) released a consultation paper highlighting new requirements to protect against market abuse and a trade surveillance best practice guide jointly published with the Singapore Exchange (SGX).
I wrote a white paper that summarizes the dramatic changes and new challenges broker-dealers face as a result of the new Regulation Best Interest that was issued recently by the SEC.
Guest Blog Post by Virginie O’Shea, Research Director Aite Group about the recent FCA fines for a large global financial institution related to noncompliance with both MAR and MiFID II.
As part of Opimas’s recently published research report, "Outsourcing at Asset Managers -2022", a simple graphic pulled in a flood of inquiries about the findings – the findings weren’t necessarily what some readers may have expected.
