The Top Regulations Changing Financial Communication Compliance
Do you have the system and tools in place to comply with these rapidly changing regulations?
Replay this Webinar to learn how today's financial markets are governed by many strict rules and regulations, and almost all of these regulations impact trading communications. New regulations, such as MAR and MiFID II (which will go into effect in January 2018) are imposing even stricter requirements for recording, surveillance and assurance of trade communications.
Do you fully understand the impact of these regulations on trading communications? And, is your firm compliance-ready?
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