Jon J. Simone
Subject Matter Expert, NICE Actimize
Jon Simone is a Subject Matter Expert in Compliance for NICE Financial Communication Compliance. He has more than 12 years of compliance and regulatory experience within the capital markets industry. As a compliance subject matter expert, Mr. Simone provides real time advice and guidance to the futures trading desks, operations and IT on compliance policies, procedures and regulatory requirements. Additionally, he provides day-to-day advisory and transactional guidance with respect to futures trade issues and reviews current business practices against specific regulatory requirements to ensure that any discrepancies are proactively identified and addressed. Prior to joining NICE, Mr. Simone held positions as CEO, Chief Compliance Officer, Securities Principal, and Head Trader at both FINRA and NYSE registered Broker Dealers.