Compliance Recording & Assurance

The first and only all-in-one communication compliance recording and assurance solution for complete lifecycle management of data, NTR-X reduces compliance risk and saves time by automating processes around compliance assurance and reporting, and responding to regulatory requests. Additionally, all recording and compliance assurance functions can be centrally managed globally through one interface.

With NTR-X your firm can confidently comply with all regulations, while also reducing compliance costs through automation. For example, NTR-X automates many previously manual processes, including:

Recording Checks and Reconciliation

You can verify that compliance recording is available for every configured endpoint. With real-time recording reconciliation, NTR-X even checks for missing or partially recorded calls. If discrepancies are found, stakeholders are automatically notified so they can immediately troubleshoot underlying issues, and proactively notify regulators.

Provisioning

You can centrally manage moves, adds and changes, and ensure compliant recording and retention for all regulated users across the enterprise. An expanded API enables NTR-X to automatically synchronize with your golden-source systems for up-to-date information, eliminating errors typically associated with manual data entry.

Transcription and Bulk Extraction

Accelerate investigation turnaround times and improve responsiveness to regulators. Automate costly and time-consuming manual processes around retrieving, downloading and transcribing trade communications. With NTR-X’s bulk extraction tools and highly accurate, cloud-based transcription service, you can download and transcribe over a million recordings a day. There’s no waiting to send audio recordings out to an external company for manual transcription, and no waiting days to get transcripts back. NTR-X’s speech recognition engine can transcribe audio in over 40 different languages, and returns highly accurate results regardless of audio quality, speaker accents, dialects, slang and non-standard grammatical patterns.

Compliance Assurance Reporting

Provide evidence of compliance recording to internal stakeholders and regulators, while saving time, ensuring compliance and reducing the risk of fines. Track and manage legal holds, and confidently audit and document trade communications recording compliance while also providing evidence to regulators that all regulated users' trade communications are being properly recorded, archived and retained. All information is available through a browser-based dashboard, giving compliance managers complete insight across the global enterprise.