Financial Markets Compliance
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Financial Markets Compliance
News & Blogs
Archive 2017
Date
Title
Author
Category
22 Dec.
Is Your Compliance Team Ready to Monitor Cryptocurrencies?
Dan Fernandez
Holistic Surveillance
11 Dec.
SEBI Demands Communications Recording in India
David Ackerman
Regulations
15 Nov.
Transforming Trade Reconstruction from Art to Science
Tom McNeila
Holistic Surveillance
25 Oct.
Data Quality is the Key to Artificial Intelligence in Compliance
Dan Fernandez
Holistic Surveillance
28 Oct.
ESMA Takes Aim at U.S. Banks with New MiFID II Directive
David Ackerman
Regulations
28 Sep.
Mobile Phone requirements under MiFID II
Jon Simone
Regulations
5 Sep.
How do you deter corporate fraud in one of Asia’s biggest financial hubs?
David Ackerman
Regulations
28 Jul.
Is Artificial Intelligence Ready for Financial Compliance?
Dan Fernandez
Holistic Surveillance
21 Jul.
Latest ESMA Update Clears up Grey Areas of MiFID II
Jon Simone
Regulations
10 Jul.
NICE Introduces COMPASS Compliance Assurance
Arno Sybrandy
Comm. Compliance
27 Jun.
MiFID II: The Time to Get Ready is Now
Jon Simone
Regulations
19 Jun.
How to prove your regulated users are being recorded
Linda Haelsen
Comm. Compliance
5 Jun.
How to ensure to record the right communications
Linda Haelsen
Comm. Compliance
22 May
Are you prepared for Communications Compliance?
Patrick Botz
Comm. Compliance
4 Apr.
Additional MiFID II regulatory scrutiny from FCA?
Jon Simone
Regulations
6 Feb.
Regulatory Reform: Don’t Hedge Your Bets Yet
Jon Simone
Regulations